News & Events
December 16, 2011
- Winget, Spadafora & Schwartzberg, LLP is pleased to announce that Harris Katz has been elevated to partner.
October 11-14, 2011
- Dove A. E. Burns will be attending the ASA Staffing World 2011 Convention in New Orleans, LA. Ms. Burns will be moderating a discussion of the ADAAA and the new EEOC guidelines during the “Knowledge Network” roundtable on October 12th.
September 20-21, 2011
- Dianna D. McCarthy and Dove A. E. Burns will speak at the 6th Annual National Employment Practices Insurance ExecuSummit in Uncasville, CT. Ms. McCarthy will be discussing new regulations and cases decided under the Americans with Disabilities Act and Ms. Burns will be speaking about workplace bullying claims.
July 26-27, 2011
- Michael Schwartzberg and Matthew Tracy will speak at the 5th Annual National Errors & Omissions Insurance ExecuSummit in Uncasville, CT. Mr. Schwartzberg will be discussing additional duties created by FINRA for financial services professionals and Mr. Tracy will be discussing the impact of the financial crisis for various professionals.
May 5, 2011
- Winget, Spadafora & Schwartzberg, LLP’s Annual “Smoker” Event will be held at Delmonico’s Steakhouse, located at 56 Beaver Street, New York City. RSVP Requested. Event to commence at 6:00 p.m.
May 10, 2011
- William G. Winget will speak at the 7th Annual National Directors & Officers Insurance ExecuSummit at the Mohegan Sun Resort & Convention Center in Uncasville, CT on the topic of D&O Underwriting & Claims in a Difficult Economic Climate.
March 31, 2011
- Lou Spadafora will speak at the American Conference Institute’s National Forum on the Regulation and Enforcement of Broker-Dealers & Investment Advisers addressing the Current State of Legislation and Litigation Impacting Broker-Dealers and Investment Advisers: Adapting to Life After Dodd-Frank.
March 14, 2011
- Lou Spadafora was quoted in the Wall Street Journal’s article, “Digging Up Dirt. And Deciphering It.”
December 21, 2010
- Lou Spadafora was quoted in Financial Advisor Magazine’s recent article, “FINRA To Ease Arbitrator Standards In Bonus Cases”
November 28, 2010
- Lou Spadafora was quoted in Investment News’ recent article, “Death Benefits Ruling May Make Life Tough For Advisers”
November 15, 2010
- Lou Spadafora was quoted in RIABiz.com’s recent article, “A UBS broker lands at Finet, which helps him win a nasty tug-of-war over clients”
October 12-15, 2010
- Dianna D. McCarthy and Dove A. E. Burns, partners in the firm, will be attending the American Staffing Association Staffing World 2010 Conference at the Venetian Resort Hotel Casino in Las Vegas, Nevada. On October 13, 2010, Dove A. E. Burns will serve as a Knowledge Network Moderator on the topic, “Noncompetes: the Double Edged Sword.”
October 12, 2010
- Dianna D. McCarthy and Dove Burns will speak at the Risk Control Services Summit Invitational in Las Vegas, Nevada addressing the impact of new immigration initiatives on employers.
September 28, 2010
- On September 28, 2010 the Connecticut Advisory Committee to the US Commission on Civil Rights, of which partner Dove Burns is a member, issued Closing the Attainment Gap: Dropouts to Diplomas, a report of the state of public education in Connecticut that was the result of a year-long study. Press coverage of the report included the Hartford Courant and Bloomberg Businessweek
September 21-22, 2010
- Winget, Spadafora & Schwartzberg, LLP will be sponsoring the 5th Annual National Employment Practices Insurance ExecuSummit at the Mohegan Sun Casino Resort & Convention Center in Uncasville, CT. Dianna D. McCarthy and Dove Burns, partners in the firm, will be in attendance.
September 2010
- Lou Spadafora will speak at Wall Street Financial Group's Annual Compliance Conference in Rochester, New York.
July 2010
- Lou Spadafora and Matthew Tracy, partners in the firm, will speak at Financial Network Investment Corp.'s OSJ Compliance Conference in New Jersey.
April 28, 2010
- Financial Services Institute Webcast: Partners Michael Schwartzberg and Brandon S. Reif will host a webcast to the entire FSI membership regarding the recent fallout from the private placement scandals entitled “Due Diligence in the Wake of the Recent Private Placement Scandals.”
April 20, 2010
- Partner Dianna D. McCarthy will speak at the American Staffing Association’s conference in Washington D.C. The American Staffing Association is devoted specifically to legal issues that affect the employment staffing industry.
April 1, 2010
- Partners Michael Schwartzberg and Steven Mellen of Winget, Spadafora & Schwartzberg, LLP advise Advisors Capital Management, LLC in its acquisition of Capital Advisors Wealth Management.
January 1, 2010
- Winget, Spadafora & Schwartzberg, LLP is pleased to announce that Dove A. E. Burns has been elevated to partner. Ms. Burns will be managing the firm’s Connecticut office.
December 1, 2009
- Winget, Spadafora & Schwartzberg, LLP announces the opening of its Los Angeles, California office.
- Winget, Spadafora & Schwartzberg, LLP is pleased to announce that Brandon S. Reif has joined the firm as managing partner of its Los Angeles office.
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