Advice. Advocacy. Results.

WSS’s Philadelphia Office Prevails on Motion to Dismiss in Civil RICO Case Seeking Hundreds of Millions of Dollars

On May 20, 2025, Joel Wertman and Doug Fogle of Winget, Spadafora & Schwartzberg LLP’s Philadelphia, Pennsylvania office successfully prevailed on a motion to dismiss on behalf of its client, a financial services and advisory firm, in a civil Racketeer Influenced and Corrupt Organizations (“RICO”) case pending before the United States District Court for the […] More

LAW360 Reports On WSS LLP’s Victory In $25 Million Claim Arising From Failed SPAC Investment

Recently, Law360 covered a decisive victory by Winget, Spadafora & Schwartzberg LLP’s clients in Rimu Capital Ltd. v. Ader et al. before the U.S. District Court for the Southern District of New York. Through an Opinion and Order (“Order”) United State District Judge Lewis J. Liman granted WSS LLP’s motion to dismiss all claims against […] More

Winget Spadafora & Schwartzberg, LLP Philadelphia Office Obtains Respondents’ Award in FINRA Arbitration

Our clients are a national broker-dealer and its registered representatives who were alleged to have engaged in unauthorized and excessive trading in the client’s brokerage accounts.  We were able to establish that the trades were authorized and the accounts were not excessively traded leading to a denial of Claimant’s claims in their entirety.  The representatives […] More